HomeMy WebLinkAboutResolution No. 05-42
WHEREAS
WHEREAS
WHEREAS
WHEREAS
WHEREAS
WHEREAS
WHEREAS
WHEREAS
RESOLutiON NO. 0'5"..4-.;).
RESOLUTION ABATING SHOW-CAUSE
AND ACCEPTING SETTLEMENT WITH
TXU ELECTRIC DELIVERY
on August 16,2004, the City of The Colony, Texas, acting under its original jurisdiction to regulate
electric transmission and distribution utilities and as a member of the Steering Committee of Cities
served by TXU (Steering Committee) did pass a resolution requiring TXU Electric Delivery (Electric
Delivery) to show-cause why its rates should not be reduced; and
Electric Delivery and the Steering Committee engaged in settlement discussions regarding
abatement of any full-scale rate investigation and interim relief that may be available to Cities; and
it remains impractical, if not impossible, to deliver rate relief to the vast majority of residential
customers until the expiration of price to beat (PTB) on January 1,2007; and
the unfair and adverse impacts of street lighting and water pumping tariffs that Cities have
experienced since the implementation of retail deregulation on January 1 , 2002 can be addressed
on an interim basis pending a final order in a Mure rate case through a financial distribution from
the Steering Committee of funds received from Electric Delivery as part of a Settlement; and
the coupling of interim relief with the Steering Committee's recognition that resources should be
devoted to the 2005 Legislative Session to promote overall enhancements in electric retail
competition for the benefit of all end-users; and
the Steering Committee and Electric Delivery have entered into a Settlement Agreement pending
approval by the 20 Cities that passed show-cause resolutions; and
Electric Delivery has agreed to improve communication, coordination and timing of construction in
rights of way, permit development of a tariff that will allow city mandated Underground placement of
distribution facilities, modify certain franchise renewal negotiation positions and improve meter
reading on certain city accounts that are estimated; and
Electric Delivery has committed to the Steering Committee during the period of rate case
abatement to share information on certain company operations and procedures that should
enhance the Cities' ability to appropriately exercise regulatory responsibilities in the rate
proceeding that Electric Delivery has agreed to file on or before July 1, 2006; and
WHEREAS
that Agreement calls for immediate and long-term benefits to flow to all city members of the
Steering Committee which in turn have indirect but positive benefit to all city residents and public
safety in general.
THEREFORE BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF THE
COLONY, TEXAS that:
1. The Show-Cause proceeding initiated against TXU Electric Delivery in Resolution
No. 04-61 is abated and no rate case filing will be expected from Electric Delivery before July 1,
2006.
2. The Settlement Agreement between the Cities' Steering Committee and TXU Electric
Delivery is hereby ratified.
Approved this 4th day of April, 2005.
Att~L
. J
/ /. )'
~ --<--'-I-^ ~~,'-
Christie Wilson, City Secretary
SETTLEMENT AGREEMENT
This Settlement Agreement ("Agreement") is made and entered into between TXU
Electric Delivery Company ("Electric Delivery") and the Steering Committee of Cities Served by
TXU Electric Delivery Company on behalf of all cities listed on Exhibit A to this Agreement
("Cities"), hereinafter referred to jointly herein as "Signatories."
\VREREAS, the city councils of23 cities who are members of Cities passed resolutions
in 2004 requiring Electric Delivery to file with those cities information that demonstrates good
cause for showing that Electric Delivery's transmission and distribution rates should not be
reduced (hereinafter referred to as "Show Cause Actions.);
WHEREAS, other cities who are members of Cities are contemplating initiating similar
Show Cause Actions against Electric Delivery;
WHEREAS, Cities and Electric Delivery desire to resolve all outstanding issues related
to the existing and potential Show Cause Actions and other regulatory issues; and
WHEREAS, after extensive negotiations, Cities and Electric Delivery have reached a
compromise and settlement to resolve those issues.
NOW, THEREFORE, the Signatories, through their undersigned representatives, hereby
agree to the following:
1. Electric Delivery agrees to propose and support in its next system-wide rate case or city
rate inquiry one or more municipal rates, each without a demand ratchet, that together
will cover all municipal accounts, including a street lighting rate and municipal pumping
rate that will be lower than they otherwise would be. Cities agree to provide to Electric
Delivery any information needed to design the rates described in this paragraph.
2. Electric Delivery agrees to file a system-wide rate case at the Public Utility Commission
of Texas ("PUC") no later than July 1, 2006, based on a test year ending December 31,
2005 unless Cities and Electric Delivery mutually agree that such a filing is unnecessary.
For those cities that do not have a City Council meeting in July, 2006, Electric Delivery
will extend its effective date to accomplish suspension by August 31, 2006. However, if
Electric Delivery files a system-wide rate case at the PUC on or before June 1, 2006, then
Electric Delivery will not extend its effective date.
3. Cities agree that Electric Delivery is not required to respond to any pending Show Cause
Action initiated by any city listed on Exhibit A to this Agreement prior to July 1,2006.
Cities further agree to abate or dismiss all pending Show Cause Actions, not to pursue
any abated Show Cause Actions, and not to initiate similar actions before July 1, 2006,
provided the provisions of this Settlement Agreement are honored. Cities agree not to
intervene in, or participate in any manner in, any show cause action initiated at the PUC
or in any other jurisdiction prior to the proceeding described in paragraph 2, or in any
appeals of such show cause actions, except as necessary to protect the tariff or tariff-
efforts associated with paragraph 1 or to protect the city or its residents from being
prejudiced in any show cause action pending on appeal at the PUC. If Cities intervene in
a show cause action pending on appeal at the PUC, then Cities agree not to take any
position in that proceeding that is inconsistent with is obligations under this Settlement
Agreement.
4. In consideration for Cities' obligations under this Agreement, Electric Delivery agrees to
make a cash payment of$8.5 million to Cities by the later of March 31, 2005 or two
weeks after receiving notice from Cities that (1) all cities listed on Exhibit B to this
Settlement Agreement have abated or dismissed show cause actions pending against
Electric Delivery, and (2) each city on Exhibit C to this Settlement Agreement has passed
a resolution ratifying this Settlement Agreement or provided to Cities a letter in
substantially the same form as Exhibit D to this Settlement Agreement that has been
signed by an authorized representative of the city. Starting March 31, 2006, and each
March 31st thereafter, Electric Delivery will make an annual cash payment of $8 million
to Cities. Electric Delivery's obligation to make this payment ceases on the date upon
which Cities fail to comply with their obligations under this Agreement or the date upon
which the tariffs approved in Electric Delivery's next system-wide rate case at the PUC or
in a city rate inquiry become effective on a temporary or permanent basis ("Termination
Date"); provided, however, in the year the new tariffs become effective, the annual
payment shall be prorated until the Temlination Date.
5. Electric Delivery agrees to work with Cities to improve the timeliness of streetlight
maintenance and to develop a process so that every city-owned and Electric Delivery-
owned street light is assigned an identifiable geographic location. Signatories agree to
establish a task force of senior employees that will develop, by June 30, 2005, the process
and planned rollout for the street light assignment project. Electric Delivery also agrees
to provide to Cities a specific contact person (or persons) within Electric Delivery who
will be responsible for handling all unresolved Cities' requests with respect to
streetlights, including, but not limited to, billing, maintenance, installation, removal and
account initiation and closure. Signatories agree to diligently pursue resolution of the
issues discussed in this paragraph; however, failure to reach an agreement with respect to
these issues will not constitute a breach of this Settlement Agreement by either Cities or
Electric Delivery.
6. Electric Delivery agrees to work with Cities to establish improved communication,
coordination and timing of construction concerning relocations of Electric Delivery's
facilities in public right-of-way. Signatories agree to establish a task force of senior
employees that will develop, by June 30, 2005, the process and planned rollout of an
improved relocation process. Signatories agree to diligently pursue resolution of the
issues discussed in this paragraph; however, failure to reach an agreement with respect to
these issues will not constitute a breach of this Settlement Agreement by either Cities or
Electric Delivery.
7. Electric Delivery agrees to discuss with Cities the payment of franchise fees on a
quarterly basis regardless of whether the basis for a quarterly payment is historic or
prospective and the standardization of a franchise renewal process that permits transition
from a prospective basis to a historic basis where the franchise is up for renewaL
Signatories agree to diligently pursue discussion of the issues discussed in this paragraph;
however, failure to reach a resolution of these issues will not constitute a breach of this
Settlement Agreement by either Cities or Electric Delivery.
8. Electric Delivery agrees to negotiate with Cities, and Cities agree to approve, a tariff that
permits Cities to request undergrounding of new or existing distribution facilities. The
tariff shall ensure full cost recovery by Electric Delivery through a surcharge in the
requesting city in the event that no third party is required by Electric Delivery's tariff, or
applicable city ordinance, to pay for undergrounding costs. That tariffwill also allow
Cities to request undergrounding of transmission lines to the extent Electric Delivery
determines that (a) such undergrounding is feasible, (b) such undergrounding is consistent
with the PUC's Substantive Rules and ERCOT's requirements, and (c) Electric Delivery
can recover the costs of such undergrounding through a surcharge in the requesting city.
Electric Delivery will not be obligated to file the tariff for city approval until after the
expiration of the Price to Beat or the modification of the Price to Beat in a manner that
allows pass through of tariff charges to the ultimate consumer.
9. Electric Delivery agrees to provide quarterly updates to representatives designated by
Cities and their consultants concerning Electric Delivery's capital expenditure projects
and affiliate transactions, the creation and regulatory treatment of a Pension and Health
Benefits Reserve for Electric Delivery, possible workable parameters for performance
based rates for Electric Delivery, and other topics as agreed upon by the Signatories.
Electric Delivery will work with Cities to provide information requested by Cities
concerning those topics.
10. Electric Delivery shall pay up to $10,000 per month in regulatory expenses directly to
Cities' consultants, after receipt of appropriate documentation and invoices, provided said
expenses may be deferred for recovery. Cities agree to support recovery of such costs in
Electric Delivery's next rate case. Should recovery be denied by the PUC, then the
payments will immediately cease.
11. Electric Delivery agrees to work with Cities to establish better communications between
I
the Cities and Electric Delivery with respect to access to city meters for monthly reading.
Each city shall provide in writing, by March 31, 2005, a contact person for inaccessible
meters for city accounts, and shall promptly notify Electric Delivery of any change in the
contact person. In months where a meter reader is unable to gain access to the premises
to read the meter on regular meter reading trips, or in months when meters are not read,
Electric Delivery agrees to provide the customer with a postcard and request the customer
to read the meter and return the card to Electric Delivery. If the postcard is not received
by Electric Delivery in time for billing, Electric Delivery may estimate the meter reading
and issue a bill. Electric Delivery agrees that all municipal meters will be read at least
once every three months by it or by the respective city. The failure of a city to designate a
contact person for inaccessible meters affects only that city and does not adversely impact
any other city or mitigate responsibilities and benefits otherwise inherent to this
Agreement.
12. Electric Delivery agrees to reimburse Cities for the expenses incurred related to the Show
Cause Actions in an amount not to exceed $100,000 after receipt of appropriate
documentation and invoices, and Cities agree that those costs can be deferred for recovery
in its next rate case and agree to support deferral and recovery in that case.
Notwithstanding any provisions in existing applicable franchise agreements to the
contrary, Electric Delivery agrees to reimburse Cities for reasonable and necessary
expenses incurred in Electric Delivery's next rate case in an amount not to exceed
$2,000,000. The rate case expense reimbursements ~Tjll be made monthly, beginning
with the first month after the consultants are hired. Cities further agree not to contest the
recovery of Cities' rate case expenses and Electric Delivery's reasonable and necessary
rate case expenses in Electric Delivery's next rate case. Electric Delivery further agrees
to pay, and Cities agree to accept, $150,000 in settlement of all previously disputed
regulatory expenses. Electric Delivery will not seek reimbursement of that $150,000
amount in Electric Delivery's rates.
13. Electric Delivery agrees that, in franchise negotiations, it will not seek to extend the
prohibition on reimbursement of municipal rate case expenses beyond June 2008.
14. Electric Delivery agrees that if the 2005 Texas Legislature considers the implementation
of a nodal pricing system in ERCOT, then Electric Delivery will provide information to
the Legislature concerning the importance of a vibrant electric transmission system and
the benefits of the expansion of transmission facilities in helping to reduce congestion
costs.
15. Signatories acknowledge that Electric Delivery intends to offer certain terms ofthis
Settlement Agreement to cities served by Electric Delivery that are not listed on Exhibit
A ("Negotiations"). Electric Delivery agrees that all cities listed on Exhibit A are entitled
to Most favored Nations protection during those Negotiations and that any benefits that
Electric Delivery agrees to provide to any city during those Negotiations that are not
already included in this Settlement Agreement will be offered to all cities listed on
Exhibit A. Cities acknowledge and agree that to receive any additional benefits from
Electric Delivery, additional consideration from Cities to Electric Delivery may be
required.
16. The Signatories agree that the amounts paid by Electric Delivery to Cities pursuant to
paragraphs 4, 10 and 12 of this Agreement are paid solely in consideration for Cities'
abatement or dismissal of, and forbearance from filing or pursuing, Show Cause Actions
against Electric Delivery and Cities agreement to abide by the terms of this Agreement,
and to reimburse Cities' expenses associated with the Show Cause Actions and other
regulatory proceedings. To the extent that the amounts paid may be in excess of Cities'
expenses, the excess is paid solely in order to settle the matters that are the subject of this
Agreement. Signatories recognize and agree that the payments specified in this
Agreement are not a rate reduction, refund, rebate, discOlmt, preference or privilege of
any kind for services provided by Electric Deli very or any of its affiliates or predecessors
in interest under any tariff, whether in the past, now, or in the future. As such, the
provision of electric delivery service to Cities by Electric Delivery or any affiliate or
predecessor has been and will continue to be governed solely by the rates, terms, and
conditions of the applicable tariffs.
17. Cities agree that for a ten-day period following the date this Settlement Agreement is
executed, neither Cities nor the cities listed on Exhibit A will make any public statements
or take any public action concerning the existence of a settlement or the terms of the
Settlement Agreement.
18. This Agreement shall become effective only upon the execution of this Agreement and
the entry of resolutions or orders abating or dismissing the Show Cause Actions.
19. Each person executing this agreement represents that he or she is authorized to sign this
Agreement on behalf of the party represented.
20. The Signatories expressly acknowledge and agree that oral and written statements made
by any party or its representative during the course of the settlement negotiations that led
to this Agreement cannot be used or portrayed as an admission or concession of any sort
and shall not be admissible as evidence in any proceeding in any forum.
Executed on this the 220d day of February, 2005, by the Signatories hereto, by and through
their undersigned duly authorized representatives.
TXUElectric Delivery
Steering Committee of Cities Served by
TXU Electric Delivery Company on behalf
of all cities listed on Exhibit A to this
Agreement
David T. Gill
Jay Doe2ey, Chair
City of Addison
City of Allen
City of Alvarado
City of Andrews
City of Archer City
City of Arlington
City of Belton
City 0 f Benbrook
City of Big Spring
City of Breckenridge
City of Blidgeport
City of Bro\\-11wood
City of Buffalo
City of Burkbumett
City of Burleson
City of Caddo Mills
City of Cameron
City of Canton
City ofCarrotlton
City of Celina
City of Centerville
City of Clebume
City of Colleyville
City of Collinsvil1e
City of Comanche
City of Corinth
City of Crowley
City of Dallas
City of Dalworthington Gardens
City of DeLeon
City of Denison
City of Early
City of Eastland
City of Edgecliff Village
City of Euless
City of Farmers Branch
City of Flower Mound
City of Forest Hill
City of Fort Worth
City of Frisco
City of Frost
City of Glenn Heights
City of Grand Prairie
City of Granger
City of Grapevine
City of Gunter
City of Harker Heights
City of Heath
City of Henrietta
City of Hewitt
Exhibit A
City of Temple
City of Honey Grove
City of Howe
City of Hurst
City of Hutto
City ofIrving
City of Jolly
City of Josephine
City of Justin
City of Kaufman
City of Keller
City of Kerens
City of Lakeside
City of Lamesa
City of Lindale
City of Little River Academy
City of Luella
City of Malakoff
City of Mansfield
City of McKinney
City of Midland
City of Milford
City of Murphy
City of Murchison
City of New Chapel Hill
City of North Richland Hills
City of O'Donnell
City of Oak Leaf
City of Oak Point
City ofOdcssa
City of Ovil1a
City of Palestine
City of Pant ego
City of Paris
City of Piano
City of Ranger
City of Rhome
City of Richardson
City of Rich land Hills
City of Roanoke
City of Robinson
City of Rockwall
City of Rosser
City of Rowlett
City of Sherman
City of Snyder
City of Southlake
City of Sulphur Springs
City of Sunnyvale
City of Sweetwater
City of Highland Park
City of The Colony
City of Tyler
City of University Park
City of Venus
City of Waco
City ofWatauga
City of White Settlement
City of Wichita Falls
City of Woodway
Exbibit B
City of Arlington
City of Benbrook
CIty of Brown wood
City of Burleson
City of Carroll ton
City of Dallas
City ofDalworthington Gardens
City of Denison
City of Fort Worth
City of Harker Heights
City of Heath
City of Pantcgo
City of Piano
City of Rich land Hills
City of Robinson
City of Rockwall
City ofSnydcr
City of Sulphur Springs
City of The Colony
City of Wood way
Exhibit C
City of Addison
City of Allen
City of Andrews
City of Archer
City of Belton
City of Big Spring
City of Brcckcnridge
City of Bridgeport
City or Burkburnett
City of Celina
City of Cleburne
City ofColleyville
City of DeLeon
City of Early
City of Eastland
City of Euless
City of Farmers Branch
City of Flower Mound
City of Frisco
City of Glenn Heights
City of Grand Prairie
City of Grapevine
City of Henrietta
City of Highland Park
City of Howe
City of Hurst
City of Irving
City of Keller
City of Lakeside
City of Lamesa
City of UndaJe
City of Litt\e River Academy
City of Mansfield
City of McKinney
City of Midland
City of Murphy
City of North Richland Hills
City of Oak Point
City of O'Donnell
City of Odessa
City ofPaJestine
City of Paris
City of Richardson
City of Roanoke
City of Rowlett
City ofSherrnan
City of South lake
City of Sunnyvale
City of Sweetwater
City ofTemple
City ofTylcr
City of University Park
City of Waco
City ofWatauga
City of White Scttlement
City of Wichita Falls