HomeMy WebLinkAboutOrdinance No. 02-1340 CITY OF THE COLONY
ORDINANCE NO.
AN ORDINANCE OF THE CITY OF THE COLONY, TEXAS, AMENDING THE
CODE OF ORDINANCES CHAPTER 12, MUNICIPAL UTILITIES AND
SERVICES, BY ADDING ARTICLE VIII REFERRING TO REGISTRATION OF
RETAIL ELECTRIC PROVIDERS, TO PROVIDE FOR THE REGISTRATION
OF RETAIL ELECTRIC PROVIDERS, REQUIRING LOCAL REGISTRATION
OF RETAIL ELECTRIC PROVIDERS PURSUANT TO SECTION 39.358 OF
THE TEXAS UTILITIES CODE; PROVIDING FOR A REGISTRATION FEE;
PROVIDING FOR THE SUSPENSION OR REVOCATION OF REGISTRATION
FOR NONCOMPLIANCE WITH THIS ORDINANCE OR CHAPTER 39 OF THE
TEXAS UTILITIES; AND PROVIDING A SEVERABILITY CLAUSE, A
PENALTY CLAUSE, AND AN EFFECTIVE DATE.
WHEREAS, in the 76th Legislative Session, the Texas Legislature adopted
Senate Bill 7 and thereby set in motion electric deregulation, and the competitive retail
electricity market is schedule to open in Texas on January 1, 2002; and
WHEREAS, under the provision of Senate Bill 7 and the rules of the Public
Utility Commission of Texas ("PUCT") adopted to implement Senate Bill 7, customers
will deal directly with a retail electric provider ("REP") in order to obtain electricity for
their premises and accounts; and
WHEREAS, Section 39.358 of the Texas Utilities Code specifically provides for
local registration of REPs, as well as the assessment of a reasonable administrative fee
for such registration; and
WHEREAS, Section 39.358 of the Texas Utilities Code further provides for the
suspension or revocation of the a REP's registration and operation within a city for
significant violations of Chapter 39 of the Texas Utilities Code or the rules adopted by
the PUC to implement Senate Bill 7; and
WHEREAS, registration will facilitate the City of The Colony having accurate
information concerning each REP that will be serving The Colony residents and
businesses in the event that The Colony customers experience problems with a REP; and
WHEREAS, the City of Council of the City of The Colony, Texas, hereby finds
that REPs should be registered by the City of The Colony and that an initial
administrative fee of $25.00 should be charged for each REP registration and that similar
fees should be assessed annually; and
WHEREAS, the City Council also finds it in the best interest of the City of The
Colony and its citizens to allow the City to monitor REPs to ensure compliance with PUC
certification and timely resolution of customer complaints; and
WHEREAS, the City Council finds that the REP serving as electric provider for
the City of The Colony's electric accounts should be exempt from registration
requirements unless that REP is serving end use customers within municipal limits other
than the municipality and that the REP serving the municipality should be exempt from
the registration fee; and
WHEREAS, the City Council further finds that a REP should be permitted to
appeal to the City Council the decision of the City Manager to revoke registration.
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF
THE CITY OF THE COLONY, TEXAS:
Section 1. That Chapter 12- Municipal Utilities and Services- of the Code of
Ordinances of the City of The Colony shall be amended by adding Article VIII which
shall read as follows:
I. Registration, Fees, Annual Renewal
A. Registration. No retail electric provider, without first registering
with the municipality and then paying the registration fee required
by this section, may serve residents of the municipality.
B. Form. Registration under this section shall be submitted on a form
provided by the municipality. The registration shall be
accompanied by any additional documents required therein or in
rules issued by the city manager. These forms shall include, but
not be limited to, the following:
1. The name and legal status of the registrant, including any
affiliates who are required to register pursuant to this
section;
2. The name, address and telephone number of an officer,
agent or employee who will serve as the contact point for
the registrant;
3. The name(s), address(es), and telephone number(s) of the
individual(s) designated to receive, process, and resolve
customer complaints.
C. Registration Fee. Each retail electric provider required to
register under this section shall pay to the municipality an initial
registration fee in the amount of $25.00. The subsequent annual
registration fee shall be initially set at $20.00 but may be changed
from time to time by the City Manager based upon the City
Manager's assessment of the amount necessary to recover all of the
municipality's costs incurred in processing the registration.
D. Registration Fee Requirements. Each retail electric provider
registered in the municipality shall pay an annual registration fee
comprised of administrative costs as set forth in subsection (c) for
maintenance of its registration.
1. Unless otherwise specified, the annual registration fee shall be
paid to the municipality by January 31 of each year.
2. For good cause, the municipality may extend for not to exceed
one month, the time for making payment.
3. No acceptance by the municipality of any payment hereunder
shall be construed as an accord that the amount paid is in fact
the correct amount, nor shall such acceptance of such payment
be construed as a release of any claim the municipality may
have for additional sums payable.
4. The payments hereunder are not a payment in lieu of any tax,
fee or other assessment except as specifically provided in this
section, or as required by applicable law.
5. Notwithstanding the foregoing, in the event a registrant that is
obligated to pay a fee ceases to provide service for any reason,
such registrant shall make a final payment of any amounts
owed to the municipality within ninety (90) calendar days of
the date of its operations in the municipality cease.
E. Exemption. The REP serving as electric provider for the City of
The Colony's municipal electric needs is exempt from the filing
requirement during the term of service unless that REP serves end
users within municipal limits other than the municipality. The
REP serving municipal accounts is exempt from the registration
fee.
II. Monitoring
A. The municipality may, in its discretion, monitor the registration
and certification status of an REP. Monitoring may include:
1. Confirming with the PUC every six (6) months that
certification is current; and
2. Referring all customer complaints to both the REP and the
PUC.
B. All registered REPs must file a quarterly report regarding each
complaint from a resident of The Colony until resolution is
achieved. Such report shall include:
1. The name and address of the complainant;
2. The date the complainant originated;
3. The nature of the complaint;
4. Resolved matters; and
5. Unresolved matters.
III. Penalties
A. Any registrant who had not been granted an extension of time for
remittance of a fee due and who fails to remit any fee imposed under
subsection (d) of Section 1 prior to January 31 shall pay a penalty of
$10.00.
B. Any registrant who had not been granted an extension of time for
remittance of a fee due, and who fails to pay any delinquent remittance
on or before a period of 30 days following the date on which the
remittance first becomes delinquent shall pay a second delinquency
penalty of $15.00 plus the amount of the fee and amount of the penalty
first imposed.
C. Any REP that remains delinquent in the payment of annual registration
fees after March 31 shall be subject to having registration suspended.
IV. Suspension and Revocation
A. The municipality may suspend or revoke a retail electric provider's
registration and operation in the municipality for significant violations
of the PURA Chapter 39 or the rules of the Public Utility Commission
of Texas adopted under that chapter, or for the retail electric provider's
failure to comply with any provision of this section.
B. Significant violations include, but are not limited to, the following:
1. Providing false or misleading information to the PUCT or the
City of The Colony;
2. Engaging in fraudulent, unfair, misleading, deceptive, or
anticompetitive business practices or unlawful discrimination;
3. Switching, or causing to be switched, the retail electric
provider for a customer without first obtaining the customer's
permission;
4. Billing an unauthorized charge, or causing an unauthorized
charge to be billed to a customer's retail electric service bill;
5. Failure to maintain continuous and reliable electric service to
its customers pursuant to this section;
6. Failure to maintain the minimum level of financial resources as
required by the PUCT;
7. Bankruptcy, insolvency, or the inability to meet financial
obligations on a reasonable and timely basis;
8. Failure to timely remit payment for invoiced charges to a
transmission and distribution utility pursuant to the terms of the
statewide standardized tariff adopted by the PUCT;
9. Failure to observe any scheduling, operating, planning,
reliability, and settlement policies, rules, guidelines, and
procedures established by the independent system operator of
the transmission grid;
10. A pattern of not responding to PUCT or the City of The Colony
inquiries or customer complaints in a timely fashion;
11. Suspension or revocation of a registration, certification, or
license by any state or federal authority;
12. Conviction of a felony by the registrant or principal employed
by the registrant, of any crime involving fraud, theft or deceit
related to the registrant's service;
13. Not providing retail electric service to customers within 24
months of the certificate being granted by the PUCT;
14. Failure to serve as a provider of last resort if required to do so
by the PUCT pursuant to PURA § 39.106(0; and
15. Failure, or a pattern of failures, to meet the conditions of the
ordinance or PUCT rules or orders.
C. Initiation of Revocation Process
1. Upon information and belief, the City Manager or a designated
representative may give notice to a registrant that, based upon
alleged or perceived violations of this ordinance, registration is
to be revoked in not less than 30 days from the date the notice
is deposited in the U.S. Mail. The registrant will have not less
than 10 days from the date the notice is mailed to respond to
the notice and show why revocation should not occur.
2. Notice. The notice letter shall specifically identify the alleged
or perceived violations and indicate the scheduled date for
revocation.
3. Not less than 7 days prior to the date scheduled for revocation,
the City Manager or his designated representative will issue a
written ruling that revokes the registration, dismisses the
actions or extends the process of review of registration
according to an identified schedule.
4. Appeal. If registration is to be revoked, a registrant may file
an appeal to the City Council with the City Manager. If the
appeal is filed prior to the date scheduled for revocation, the
action will be stayed for 30 days to provide an opportunity for
the City Council to consider the appeal. If the Council agrees
to entertain the appeal, the registrant may submit written
materials to the Council prior to the Council's consideration of
the matter in a noticed public hearing. However, oral
presentations related to the appeal are a matter of Council
discretion and not a matter of the REP's right.
SECTION 2. Severability. It is the intention of the City Council that this
Ordinance, and every provision hereof, shall be considered severable, and the
invalidity or unconstitutionality of any section, clause, provision or portion of this
Ordinance shall not affect the validity or constitutionality of any other portion of
this Ordinance.
SECTION 3. Effective Date. This Ordinance shall become effective upon its
passage and publication as required by law.
DUTY PASSED AND APPROVED by the City Council of the City of
The Colony, Texas this 7th day of January, 2002.
"T APPROVED:
~ Bemetta Henville-Shannon, Mayor
ATTEST: /
/
Patti A. Hicks, TRMC, City Secretary
APPROVED AS TO FORM:
,~Hikel~ City A[tomey