HomeMy WebLinkAbout12/18/1989 City Council MINUTES OF THE CITY COUNCIL MEETING
HELD ON
DECEMBER 18, 1989
The Regular Session of the City Council of the City of The
Colony, Texas was called to order at 7:00 p.m. on the 18th day of
December, 1989 at City Hall with the following Council roll call:
Don Amick, Mayor Present
Rick Harris, Mayor Pro-tem Present
Steve Withers, Councilman Present
Mike Alianell, Councilman Present
Steve Glazener, Councilman Present
Dick Weaver, Councilman Present
Joel Marks, Councilman Present
and with seven present, a quorum was established and the
following items were addressed:
PRE-COUNCIL WORK SESSION
I. DISCUSSION OF CONSENT AGENDA ITEMS
5B - Councilman Marks asked if staff will go~ through all
buildings to bring them up to code or will those buildings built
after this ordinance goes into effect have to be up to code.
There was a discussion regarding those buildings in Eastvale
addition which are not up to code now. David Rolbiecki and Mike
Russell both responded explaining that this ordinance merely
adopts the most current national codes for our use.
5C - Councilman Marks asked for an explanation. Bill Hall
stated that recent legislation exempts certain personal products
from taxes, if those products are to be exported and are kept in
the city over 175 days. This ordinance allows our city to tax
that personal property. Mr. Hall said if we act on this tonight,
then we can act again in April 1990 and that it can be reversed
at a later date, but if we do not act tonight, then we will not
ever be able to pass the ordinance.
2. DISCUSSION OF REGULAR AGENDA ITEMS
There was none at this time.
Recess - 7:20
7:30 Called back to order
REGULAR SESSION AGENDA
I. PLEDGE OF~ALLEGIANCE
Mayor Amick led the audience and the Council in the Pledge
of Allegiance to the flag of the United States of America.
2. CITIZEN INPUT '
Donald Houston, representing R.S.V.P. stated that the group
had volunteered 394 hours in November, 182 hours in October and
that from January - September 1989 a total of 1150 hours had been
volunteered making the total for 1989 1720 hours of time given to
the city by this group.
Darlene Whitten, stated she is to be a candidate for County
Court at Law No, I in Denton and wanted to introduce herself,
noting that she had worked with children for years and that she
would like to have the job of judge, going on to say she will be
campaigning in The Colony and wanted staff and Council to know
who she is.
3. MAYORAL PROCLAMATION DECLARING 1990 THE CENTENNIAL YEAR FOR
THE UNIVERSITY OF NORTH TEXAS
Mayor Amick read the Proclamation in it's entiretY. See
attachment "A". ~'
4. FIRST READING OF AN ORDINANCE AMENDING CHAPTER 10,. ARTICLE'
II OF THE CODE OF ORDINANCES ADOPTING A REQUIREMENT TO HAVE
A CERTIFIED FOOD SERVICE OPERATOR; REQUIRING CERTIFICATION;
AND PROVIDING A PENALTY
Bill Hall said that David Rolbiecki and Judy Talbot,. Health
Director, had been working on this project and that soon Ms
Talbot will be teaching the certification course mentioned in
this ordinance, here in the City, not only to residents but to
non-residents also. Mayor Amick directed this item to be on the
January 8, 1990 meeting for action, and any appropriate fees.
5. CONSENT AGENDA
Mayor Amick summarized the items on the Consent Agenda.
A. CONSIDERATION OF APPROVAL OF MINUTES OF THE NOVEMBER
27, AND DECEMBER 11 COUNCIL MEETINGS
Councilman Glazener noted he was present at the November 27
meeting and the minutes reflect he was absent. The correction
was noted by the City Secretary. Councilman Alianell moved to
approve the minutes with correction and Councilman Glazener
seconded the motion, which carried with a unanimous roll call
vote.
B. CONSIDERATION OF AN ORDINANCE AMENDING CHAPTER 6,
SECTION 1, ADOPTING THE 1988 UNIFORM BUILDING CODE; SECTION
6-2, ADOPTING THE 1990 NATIONAL ELECTRICAL CODE; SECTION 6-4
ADOPTING THE 1988 UNIFORM MECHANICAL CODE; SECTION 6-5
ADOPTING THE 1988 UNIFORM PLUMBING CODE; AND AMENDING
CHAPTER 9, SECTION 2, ADOPTING THE 1988 UNIFORM FIRE CODE
Councilman Alianell moved to approve the ordinance as
written and Councilman Glazener seconded the motion, which
carried with a unanimous roll call vote.
C. CONSIDERATION OF AN ORDINANCE TAKING OFFICIAL ACTION TO
TAX TANGIBLE PERSONAL PROPERTY OTHERWISE EXEMPT PURSUANT TO
ARTICLE VIII, SECTION I-J OF THE TEXAS CONSTITUTION
Councilman Withers said this item was voted on by the voters
of the State of Texas and he has a problem with undoing what
voters did. Bill Hall said his understanding is that part of the
amendment was so that cities can have an option. Councilman
Withers said he felt this gives Texas a better position than
other states and he sees no point in The Colony passing this
ordinance. Councilman Harris said this was presented at the
State level to create jobs in the State and if it is place in The
Colony it will generate revenue and can be offer.ed as an
abatement to new businesses. Councilman Withers agreed in could
be used to provide incentive, but went on to say the small
businesses would be paying the bill for the larger ones.
Darlene Whitten noted that the Denton County Commissioners
Court voted this date not to allow the tax at the county level
and that Tarrant and Wise Counties did the same, however, she did
say that Dallas County is going to allow the tax. Councilman
Alianell asked if this can be reversed and Mayor Amick said it
can.
Councilman Marks agreed with Councilman Withers about the
small businesses paying. Councilman Alianell said he is in favor
of this, noting it could be an incentive to a larger company.
Councilman Marks said we could show our intent to attract
businesses by acting against the ordinance. Councilman Harris
said attracting small businesses will not help our tax base, we
need big business and abatement of this tax can be offered to
them.
Mayor Amick said this will provide additional tax revenue
and that it can be offered as a tax abatement to larger companies
if the city so desires. Councilman Withers asked why a company
would locate here if another city doesn't have this tax to begin
with. Bill Hall noted that this ordinance only affects companies
taxed in 1989 calendar year and that there are none in The
Colony, however this ordinance has to be passed tonight in order
for The Colony to have any choice. Mr. Hall went on to say that
we will have to act again in April 1990 to make the tax
permanent, noting again that the ordinance can be repealed.
Councilman Harris moved to approve the ordinance, and
Councilman Alianell seconded the motion, which carried with the
following vote:
Harris - Aye, Withers - No, Alianell - Aye, Glazener, Aye, Weaver
- Aye, Marks - No, Amick - Aye.
D.CONSIDERATION OF AN ORDINANCE AUTHORIZING AND ALLOWING,
UNDER THE ACT GOVERNING THE TEXAS MUNICIPAL RETIREMENT
SYSTEM, "UPDATE SERVICE CREDITS" IN SAID SYSTEM FOR SERVICE
PERFORMED BY QUALIFYING MEMBERS OF SUCH SYSTEM, GRANTING
ADDITIONAL RIGHTS, CREDITS AND BENEFITS AUTHORIZED BY SENATE
BILL 505, RELATING TO DISABILITY
Bill Hall explained the purpose of the ordinance. Councilman
Alianell moved to approve the ordinance and Councilman Glazener
seconded the motion, which carried with a unanimous roll call
vote.
E. CONSIDERATION OF APPROVAL OF RE-APPOINTMENT OF POLICE
RESERVES
Councilman Alianell moved to approve the appointments and
Councilman 'Glazener seconded the motion, which carried with
a unanimous roll call vote.
F.. CONSIDERATION OF APPROVAL OF COUNCIL EXPENDITURES "
Councilman Alianell moved to approve the expenditures and
Councilman Glazener seconded the motion, which carried with a
unanimous roll call vote.
6. ANNUAL REVIEW OF THE INVESTMENT POLICY
James England covered his report to council regarding 1989
investments and the policy set out for investments of the City to
be made in the future. See attachment "B". Mr. England said that
John Boyle, City Attorney, and George Scott, Auditor had both
reviewed the report and the policy and were pleased.
There was discussion regarding the length of bonds (Page 7-
maturity), with Mr. England stating that 30 year bonds were not
the best, however one year bonds are. Councilman Withers asked
about 2 - 3 year bonds and Mr. England said that ties up funds
that may be needed for operations, noting there is safety in 2-
3 year bonds, but we may need those funds and if we have to pull
them out, then we would have to pay a penalty.
Mr. England completed his report to Council.
7. COUNCIL COMMITTEE REPORTS (OPTIONAL)
Councilman Weaver said he attended a C.O, G. meeting and
that he is discouraged about the chances we have for receiving
the grant for improvements to' the 'Eastvale sew~_r system.
Councilman Weaver said they only expect to award l@%nd we are
about number 30.
Councilman Weaver also reported on 9-1-1, stating all is
very promising and that the meeting in January will be held at
The Colony City hall.
8. CITY MANAGER'S REPORT
1. Mr. Hall praised Mr. England, stating he is a very
prudent, professional Finance Director.
2. Mr. Hall stated that at the meeting with Lewisville,
Frisco, Commissioners Court and the Highway Dept. held last
Friday, it was noted that the R.O.W. donations from IBM and
Centex have been confirmed and due to those donations, the monies
to be paid by the above named entities have been deemed
unnecessary. Mr. Hall said this will save The Colony $50,000,
Denton County $166,000, Lewisville $240,000 and Frisco $72,000,
going on to say there will be a letter of agreement forthcoming
from the Highway Department.
Mayor Amick noted that he had received a letter from the
Highway Department sometime ago stating this would never happen
and now it is.
Mr. Hall went on to say that the fence on IBM property will
have to be moved back and a cost of $21,000 and that
Commissioners Court has committed $16,000 and that Lewisville and
Frisco may half the balance. The Colony may be reimbursed for
part of the engineering fees incurred when obtaining R.O.W.
Mr. Hall advised all of the Chip-in Program whereby the City
will mulch Christmas Trees for citizens, noting that the mulch
not wanted by citizens will be used on city parks and medians.
Mr Hall said the city will also be taking old batteries during
this time also.
The Pool Heater is not working due to corrosion generated by
the chemicals stored in the same area Mr. Hall said this is a
major repair which will run $2000-$3000.
9:00 Recess
9:10
9. CLOSED DOOR SESSION AS AUTHORIZED BY ARTICLE 6252-17,
V.A.C.S., SECTION 2G, REGARDING PERSONNEL, TO-WIT:
A. MUNICIPAL COURT JUDGE
B. DEPARTMENTAL EVALUATIONS
9:35
10. CONSIDERATION OF ANY APPROPRIATE ACTION TO BE TAKEN AS A
RESULT OF THE CLOSED DOOR SESSION
Mayor Amick asked for a motion regarding a request from
Judge Roller for a salary. Councilman Harris moved to deny that
request and Councilman Marks seconded the motion which carried
with a unanimous roll call vote.
Councilman Alianell moved to approve adjourn and Councilman
Marks seconded the motion, which carried with all members voting
Aye.
Mayor Amick adjourned the meeting at 9:40 p.m.
APPROVED:
Don Amick, Mayo~
ATTEST:
Patti A. Hicks, Cit~ Secretary
[SEAL]
ATTACHMENT "A"
MAYORAL PROCLAMATION
TO ALL TO WHOM THESE PRESENTS SHALL COME, GREETINGS:
WHEREAS, in 1890 the citizens of Denton and of Texaswere
conscious of the need for more education facilities, particularly
normal schools to improve the quality of teachers, and
WHEREAS, the City Council of Denton recognized teh potential
for the private normal school founded by Joshua Crittenden
Chilton in 1890 and took steps to secure a site for the Texas
Normal College and Teachers' Training Institute, and
WHEREAS, the evolving role and scope of this institution has
been reflected in the subsequent names of the institution--
North Texa Normal College, 1893-1901; North Texas State Normal
College, 1901-1923; North Texas State Teachers College, 1923-
1949; North Texas State College, 1949-1961; North Texas State
University, 1961-1988; and University of North Texas, since 1988;
and
WHEREAS, from its beginnings as an institution solely
devoted to teacher training, the University of North Texas has
developed into an important educational institution offering 135
majors, including 476 at the doctoral level; has grown to an
enrollment of 24,500; and has awarded over 113,000 undergraduate,
masters's, and doctoral degrees by 1988, and
WHEREAS, the University of North Texas is fulfilling its
mission as a comprehensive institution serving the North Texas
region and the State of Texas, and
WHEREAS, during 1990 the University of North Texas will
celebrate the Centennial of its founding,
NOW THEREFORE, I, Don Amick, Mayor of the City Council of the
City of The Colony, Texas, do hereby declare and proclaim the
year of our Lord One Thousand Nine Hundred and Ninetieth as
"THE UNIVERSITY OF NORTH TEXAS CENTENNIAL YEAR"
in the City of The Colony, Texas, and urge and advise
all its citizens to participate in the year-long
celcbration of said Centennial and to join in honoring
those who teach and those who learn.
IN WITNESS THEREOF, ! have hereunto set
my hand and caused the official seal of
the City of The Colony, Texas to be
affixed this 18th day of December, 1989.
Don Amick, Mayor
ATTEST:
Patti A. Hicks, City Secretary
ATTACHMENT "B"
00345b
CITY OF THE COLONY
INVESTMENT POLICY
DECEMBER, · 1989
INTRODUCTION
The purpose of this Investment Policy is to identify various policies and
procedures that develop a prudent and systematic investment process. The
initial step toward a prudent investment policy is to organize and formalize
it,vestment-related activities. Related activities which comprise good cash
management include accurate cash projection, the expeditious collection of
revenue, the control of disbursements, cost-effective banking relations, and
a short-term borrowing program which coordinates working capital require-
ments and the purchase of capital assets. In concert with these requirements
are the many facets of an appropriate and secure short-term investment .
program.
SCOPE
This Investment Policy is intended to cover all financial assets under the
direct authority of the City of The Colony. These funds include all govern-
mental, proprietary and fiduciary funds that are accounted for in the City of
The Colony Comprehensive Annual Financial Report. All transactions
involving the financial assets and related activity of all the foregoing funds
shall be governed by this Investment Policy.
.OB,JBCTIVBS
~. Safety of principal is the foremost overriding objective in the management
of finahcial assets.~ Bach investment transaction shall seek to first ensure
that capital losses are avoided, whether they be from securities defaults
or erosion of market value.
Investment decisions should not in.q.ur unreasonable-in.v, estment risks in
6r'der to obtain current investment income.
3. T~e tote/ investment portfolio will .remain sufficiently liquid to meet all
financial operating requirements which may be reasonably anticipated.
4. The investment portfolio shall be designed to attain a market-average
rate of return throughout budgeting and economic cycles, always taking
into account governmental investment risk constraints, the cash flow
characteristics of the portfolio, and the state law that restricts the place-
ment of governmental funds.
5. Investments will be diversified to avoid incurring unreasonable and
avoidable risks regarding specific security types or individual financial
institutions.
8. Investments will not be made for the purpose of trading or speculation
as the dominant criteria, such as anticipating an appreciation of capital
through changes in market interest rates.
All investments shall be made according to the guidance provided by the
"Prudent Pe ,,
rson Rule , which obligates a fiduciary to ensure that:
"...investments shall be made with the exercise of that degree
of judgment and care, under circumstances then prevailing,
which persons of prudence, discretion and intelligence excercise
in the management of their own affairs, not for speculation
but for investment, considering the probable safety of their
capital as well as the probable income to be derived."
8. The investment portfolio shall be designed with the objective of regularly
exceeding the average return on three-month U. S. Treasury Bills, or
the average rate of Federal Funds, whichever is higher. These indices
are considered benchmarks for riskless investment transactions and,
--2--
therefore, comprise a minimum standard for the pqrtfolio's rate of return.
The investment program shall seek to augment returns above this thresh-
hold, consistent with risk limitations identified herein and prudent invest-
ment principles.
9. In the management of the investment portfolio, all purchases of investments,
or any investment practice or procedures will be avoided that are not
specifically authorized under the terms of this document.
10. All participants in the investment process shall seek to act responsible as
custodians of the public trust. Investment officials shall avoid any trans-
action that might impair public confidence in the total investment program.
Investment officials shall recognize that the investment portfolio is subject
to public review and evaluation. The overall investment program shall be
designed and managed with a degree of professionalism that is worthy of
~ the public trust.
11. The City of The Colony will not enter into Repurchase or Reverse
.!~/.~ _ Repurchase Agreements, nor trade in options or futures contracts.
I~.?;!~ ~2/.~ The City of The Colony may deposit or invest funds through third
parties
!~i~¢~ ~.!~}~ that are qualified primary securities dealers registered with the Federal
~.~\'L~\ !~!?~-~ Reserve Bank of New York City.
The appointed Fiscal Agent for the City of The Colony is also qualified
The City of The Colony may deposit or invest funds through investment
pools as authorized by Senate Bill 1340. Investment Pools authorized
for deposit and investment purposes are listed below:
/a./ Texas Local Government Investment Pool, Texas Treasury, Safekeeping
Trust Company.
-3-
~ Local Government Investment Fund for Texas c/o Fidelity Investments
Institutional Services Company.
RESPONSIBILITIES
The Director of Finance, as the chief financial officer, is responsible for
overall supervision of the City's cash management and investment program. The
D"rector of Finance is designated as the City's Investment Officer and is
responsible for the day-to-day administration of the investment program and
for the duties described below. The City Manager may designate another City
employee to serve as the Investment Officer for a temporary period, or may
serve in that capacity himself.
The Investment Officer and other City employees with investment responsibilities
shall be knowledgeable of laws concerning the investment of public funds,
current investment practices and investment opportunities available to the City.
DUTIES OF THE INVESTMENT OFFICER.
Duties of the Investment Officer shall include the following:
a. maintain current information as to available cash balances in all
City funds and bank accounts, and as to the amount of idle cash
available for investment;
b. develop and maintain cash flow projections to allow for the prudent
investment of idle funds;
c. make investments in accord with these rules;
d. maintain current information as to investment transactions, including
the maturity date, yield and interest earnings of each investment;
e. ensure that all investments are adequately secured, that safekeeping
receipts are held by the City in accord with these rules, and ensure
--4--
that other requirements placed on financial institutions by these
rules are observed; and
f. prepare an annual written report describing investment transactions
for the prior fiscal year, and submit this report to the City Council
by no later than ninetY (90) days following the end of each fiscal
year.
REPORTING: INTERIM AND ANNUAL
The Director of Finance shall submit monthly a comprehensive investment
schedule clearly itemizing the total investment portfolio of all funds to the
City Manager and City Council.
Within ninety (90) days of the end of the fiscal year the Director of Finance ---
shall, present a comprehensive annual report on the investment program and
in, vestment activity. This annual report shall be presented to the City
Manager and City Council. The annual report shall include a review of the
activities and interest rate return of the twelve (12) months, shall suggest
policies and improvements that might enhance the investment program, and
ir~clude an investment plan for the ensuing fiscal year.
AUTHORIZED INVESTMENTS
City of The Colony funds may be invested only in the below listed investment
instruments:
a. Obligations of the United States or its agencies and instrumentalities;
b. Obligations guaranteed by agencies and instrumentalities of the
federal government;
c. Direct obligations of the State of Texas or its agencies;
-5-
d. Other obligations, the principal and interest on which are uncondi-
tionally guaranteed or insured by the State of Texas or the United
States;
e. Obligations of states, agencies, counties, cities and other political
subdivisions of any state having b~en rated as to investment quality
by a nationally recognized investment rating firm and having received
/a rating of not less than A or its equivalent;
Certificates of deposit issued by state and national banks domiciled
in this state that are:
1. Guaranteed or insured by the Federal Deposit Insurance Corpor-
ation, or its successor; or
2. Secured by obligations that are described by Subdivisions (a)-(d)
of this section, which are intended to include all direct agency
or instrumentality issued mortgage backed securities rated AAA by
a nationally recognized rating agency, or by Chapter 726, Acts
of the 67th Le§~islature, Regular Session, 1981 (Article 2529 b-l,
Tex. Rev. Civ. Stat. Ann.) and that have a market value of not
less than the principal amount of the certificates.
g. Certificates of deposit issued by savings and loan associations
domiciled in this state that are:
1. Guaranteed or insured by the Federal Savings and Loan Insurance
Corporation, or its successor; or
2. Secured by obligations that are described by Subdivisions (a)-(d)
of this section, which are intended to include all direct agency
or instrumentality issue mortgage backed securities rated AAA by
a nationally recognized rating agency, or by Chapter 726, Acts
of the 67th Legislature, Regular Session, 1981 (Article 2529 b-l,
Tex. Rev. Civ. Stat. Ann.) and that have a market value of not
less than the principal amount of the certificates.
INVESTMENT OF BOND FUNDS
a. City of The Colony bond proceeds may be invested in common trust
funds or comparable investment devices owned or administered by
banks domiciled in Texas and whose assets consist exclusively of all
or a combination of the obligations described in subsections (a), (b),
(c), and (d) of the subsection on Authorized Investments. Common
trust funds may only be used if they:
1. Are available;
2. Comply with the provisions of the Tax Reform Act of 1986, as
amended, and other applicable federal regulations governing the
investment of bond proceeds; and
3. Meet the cash flow requirements and the investment needs of the
City of The Colony.
b. Investment of bond proceeds made pursuant to this Section shall be
made only after competitive bids, either orally or in writing, have
been solicited from qualified banks. Such bids shall be made in
accordance with the provisions of Section 3(b) of the Public Funds
Investment Act, Art. 842a-2, Tex. Rev. Civ. Stat. Ann.
MATURITY
L./~Tih~City of The Colony shall only invest in instruments whose maturities do
not exceed"one (1) year at the time of purchase unless specifically approved
by the City Council.
--7--
QUALIFYING INSTITUTIONS
Except as provided in the section on Investment of Bond Funds, investments
may be made with or through federally insured banks or savings and loan
associations domiciled in the State of Texas, primary securities dealers,
approved investment pools, and the appointed Fiscal Agent.
DIVERSIFICATION
Where possible, it is the policy of the City of The Colony to diversify its
investment portfolio. Assets held in the common treasury fund, and other '
inYestment funds, shall be diversified to eliminate the risk of loss resulting
from over concentration of assets in a specific maturity, a specific issuer, or
a specific class of securities. In establishing specific, diversification strategies
the following general policies and constraints shall apply:
a. Portfolio maturities shall be staggered in a way that avoids undue
concentration of assets in a specific maturity sector. Maturities
shall be selected which provide for stability of income and reasonable
liquidity;
b. The investment of bond proceeds and other significant amounts of
non-operating funds shall be based on taking competitive bids on such
investments with various maturity dates and investment amounts;
c. Liquidity shall be ensured through planned investment practices to
ensure that the next disbursement date and payroll date are covered
through maturing investments.
COLLATERAL AND SAFEKEEPING
a. Ce~rtificate of Deposit. The City of The Colony will accept as collateral
for its certificates of deposit and other evidences of deposit listed
as follows:
--8--
The City Manager or the Investment Officer must approve release of
collateral in writing prior to its removal from the safekeeping account.
Collateral shall be reviewed on a monthly basis by the City's Invest-
ment Officer and may be audited by the City at any time during
normal business hours of the safekeeping bank. In addition, collateral
shall be reviewed annually for adequacy by the independent auditor.
The financial institutions with which the City of The Colony invests
and/or maintains other deposits shall provide monthly, and as
requested by the City, a listing of the City's certificates of deposit
and other deposits at the financial institution, and a listing of the
collateral pledged to the City marked to current market prices. The --
listing shall include total pledged securities itemized by:
Name, type and description of the security;
Safekeeping receipt number;
Par Value;
Current market value;
Maturity date; and
Moody's or Standard and Poor's Rating (both if available).
The City of The Colony and the financial institution shall assume
joint responsibility for ensuring that the pledged collateral is suf-
ficient.
B. U. S. Government Securities. All securities pledged by the City
of the Colony, including U. S. Treasury Bills, notes, or bonds, and
other securities guaranteed by the full faith and credit of the United
States Government shall be purchased on a "delivery versus payment"
-10-
basis. This actually means that the City shall authorize release of
its funds only after it has received notification from the safekeeping
bank that purchased security has been received in the City's safe-
keeping account. This notification may be oral, but must be followed
in writing with the original safekeeping receipt provided to the City.
INVESTMENT POLICY ADOPTION
The City of The Colony Investment Policy shall be formally reviewed and
approved by the City Council within ninety (90) days after the beginning o~
each fiscal year.
-11-
TO: William M..Hall, City Manager
FROM: James R. England, Director of Finance
SUBJECT: 1988-89 Annual Investment Report
DATE: December 1, 1989
In August, 1988, the City Council approved a written Investment Policy which
complied with all the legal requirements of Texas House Bill No. 1488 regarding
governmental investment practices and policies. This new Investment Policy
states that an Annual Investment Report will be presented to the City Manager
and City Council within (90) days after the end of each fiscal year.
In accordance with the new Investment Policy, this 1988-89 Annual Investment
Re~}ort has been prepared and is presented to you and the City Council at this
time.
SCOPE
This second Annual Investment Report, like the first report, will be divided into
two (2) sections. The first section will tabulate all investment activity by fund
in the 1988-89 Fiscal Year. The second section will discuss the investment of
funds in the current (1989-90) Fiscal Year' Included in this section will be an
analysis of the availability of funds for investment purposes and a discussion
of current and future interest rates.
1988-89 INVESTMENTS
Ail investment activity for the 1988-89 Fiscal Year is listed and shown utilizing
summarized investment tables. These investment tables, segregated by fund,
indicate the number of investments at a specific interest rate for a defined time
period. These investment tables are attached for your review and analysis.
UTILITY SYSTEMS FUND
JUMBO CERTIFICATES OF DEPOSIT
Interest 30-Day 60-Day 90-Day 180-Day
Rate C.D.'s C.D.'s C.D.'s C.D.'s
7.00 2 1
7.10 1
7.15 1
7.25 5 1
7.30 1
7.35 1 1
7.40 3
7.45 I 1
7.50 5 2
7.55 1
7.60
7.75 1
7.80 1
7.90 1
7.95 i 2
8.00 i 3 ·
8.05 1 1.
8.10 1 1
8.15
8.25 1 1
8.35 2
8.40 1
8.45 2
8.50 1
8.60 1
8.70 3
8.85 I 1
9.30 2 1
Average Interest
Rate 7.43% 7.79% 8.18% 8.68%
The Systems Fund and Customer Meter Deposit Fund investment activity generated
$91,274.00 in investment income for the 1988-89 Fiscal Year.
UTILITY DEBT SERVICE FUND
U. S. TREASURY BILLS
Interest 30-Day 60-Day 90-Day 120-Day 180-Day
Rate T-Bills T-Bills T-Bills T-Bills T-Bills
4.06 1
6.37 1
7.43 1
7.46
1
7.50 1
7.54 1
7.67 1
7.96
8.35 1
8.75 ,1
8.79 1
1
8.80 1
8.83
8.92 1
9.56 1 2
Average
Interest
Rate 6.03% 9.56% 7.92% 7.73% 8.59%
The Debt Service Fund investment activity generate~"$100,392.~n investment
income for the 1988-89 Fiscal Year.
UTILITY 1982 CONSTRUCTION FUND
JUMBO CERTIFICATES OF DEPOSIT
Interest 30-Day 60-Day 90-Day 180-Day
Rate C.D.'s C.D.'s C.D.'s C.D.'s
7.25 1
7.35 1
7.40 1
7.50 1'
7.55 1
7.70 1
7.90 1
7.95 2
8.00 2 3
8.15 2
8.20 1
8.30 1
8.50 1
8.80 1
8.85 2
Average Interest
Rate 8.06% 8.04%
--3--
UTILITY 1988 WASTEWATER CONSTRUCTION FUND
JUMBO CERTIFICATES OF DEPOSIT
Interest 30-Day 60-Day 90-Day 180-Day
Rate C.D.'s C.D.'s C.D.'s C.D.'s
7.50 1
7.60 1
8.05 1
8.20 1
8.90 1
9.15 2
Average Interest
Rate 8.28% 8.90%
UTILITY 1982 CONSTRUCTION ESCROW FUND
U. S. TREASURY BILLS
Interest 30-Day 60-Day 90-Day 120-Day 180-Day
Rate T-Bills T-Bills T-Bills T-Bills T-Bills
/' 7.43' 1
7.44 2
7.54 1
Average
Interest
Rate 7.54% 7.43% _7.44%
The Construction Fund investment activity generated $77,911.00 in investment
inqome for the 1988-89 Fiscal Year.
GENERAL FUND OPERATIONS
JUMBO CERTIFICATES OF DEPOSIT
Interest 30-Day 60-Day 90-Day 120-Day 180-Day
Rate C.D.'s C.D.'s C.D.'s C.D.'s C.D.'s '
6.60 1 ,i
7.40 1 1
7.55 1
7.75 1
7.80 1
7.95 1
8.00 1 1
8.05 2
8.10 1 1
8.15 3 1 '
8.20 3
8.25 i 1
8.30 3
8.40 1
8.44 1
8.45 1
8.50 1 1 '
8.55 i 2
8.60 1
9.65 1
8.70 1
8.75 2
8.85 1
8.90 1
8.95 2
9.00 1
9.05 1
9.15 2
9.25 1
Average
Interest
Rate 8.08% 8.36% 8.65%
General Fund Operations investment activity gener~ted~ $78,2671;~ l~'n investment
income for the 1988-89 Fiscal Year. ~ .... /
-5-
GENERAL FUND DEBT SERVICE FUND
/JUMBO CERTIFICATES OF DEPOSIT
Interest 30-Day 60-Day 90-Day 12 O-Day 180-Day
Rate C.D.'s C.D.'s C.D.'s C.D.'s C.D.'s
7.75 1
7.80 1
7.94 1
8.00 1
8.10 1
8.13 1
8.25 1
8.50 1
8.80 1
9.02 1
Average Interest
Rate 8.02% 8.28% 7.90% 8.48%
The General Fund Debt Service Fund investment activity generate'd~-$~3-6,415.00~
in
investment income for the 1988-89 Fiscal Year. ~
/"" 1985 GENERAL OBLIGATION BOND FUND
JUMBO CERTIFICATES OF DEPOSIT
Interest 30-Day 60-Day 90-Day 120-Day 180-Day
Rate C.D.'s C.D.'s C.D.'s C.D.'s C.D.'s
7.45 1
7.50 2
7.55 1
7.60 1
7.70 1
8.00 1
8.05 1
8.15 I 2
8.20 2 1
8.25 1
8.30 1
8.50 1 ~. 1
8.60 1
9.00 i 1
9.10 2
Average Interest
Rate 8.09% 8.44% 7.89%
( .... The 1985 General Obligation Bond Fund investment activity generat__~ $_0,6
,, in investment income for the 1988-89 Fiscal Year. [ .... ./
--6--
LAND FUND
JUMBO CERTIFICATES OF DEPOSIT
Interest 30-Day 60-Day 90-Day 120-Day 180-Day
~'~ate C.D.'s C.D.'s C.D.'s C.D.'s C.D.'s
7.50 1
7.65 2
7.70 8
7.75 8
7.80 2
8.05 1
8.15 1
8.20 3
8.25 3
8.30 5
9.00 2 i 3
9.16 1
9.20. 3
9.25 1
9.45
9.50 4
9.75 1
Average Interest
Rate 7.15% 8.05% 7.99% 9.00% 9.30%
The Land Fund investment activity generated $161,796'i~0-in investment income for
the 1988-89 Fiscal Year.'~-
Three (3) smaller funds also generated investment income in the 1988-89 Fiscal
Year. Those funds and their corresponding investment income balances for the
1988-89 Fiscal Year are listed below:
Fund Investment Income
Stewart Creek Park $ 4,074.00
I.B.M. Contingency 5,903.00
Fox and Jacobs Contingency 10,411.00
The total investment portfolio for the City of The Colony was ~6, 438 , 689 . 00 on
October 1, 1988, the first day of the 1988-89 Fiscal Year. At t}{~-e-n~l~'-6f'the
1988-89 Fiscal Year the total investment portfolio had been reduced to'($~4.,.653,358~00--~
on September 30, 1989. The large reduction in the total investment portf-~ii~
during the 1988-89 Fiscal Year was attributed to the factors listed below:
1. Removal of the Utility Interest Demand Bank Account from the Investment
Schedule ($250,000.00).
2. Settlement payment for Bright Dallas Water Line Easement in 1982 Construction
Fund ($100,000.00).
J 3. Utilization of 1982 Construction Escrow Funds for Utility Debt Service
Fund ($600,000.00).
~4. A portion of the General Fund, Debt Service Fund Balance
utilized
for
)
annual General Debt Service payment ($150,000.00).
~ 5 Transfer of Fire Station Bond Funds to General Fund Debt Service Fund
for annual debt service payment ($200,000.00).
6. Remodeling of Fire Station No. i with balance of Fire Station Bond Funds
($400,000.00).
INVESTMENT INCOME
TWO YEAR ANALYSIS
1987-88 1988-89
Fund Fiscal Year Fiscal Year
Utility Systems $ 83,437.00 $ 91,274.00
Utility Debt Service 70~660.00 100,392.00
Utility Construction 91. 009.00 77,911.00
General Fund Operations 57.867.00 78,267.00
General Debt Service 36 690.00 36,415.00
General Bond 61 448.00 30,639.00
Land 140 970.00 161,796.00
~ Totals $542,081.00 ~' ~ $576,694.00
As you can easily see, on the Investment Income chart listed above, more
investment income was generated in the 1988-89 Fiscal Year as compared to the
previous year. Total investment income increased six and one-half percent
(6.5%) in the 1988-89 Fiscal Year. Because of increased interest rates we were
able to generate additional investme}it income even with a substantial r~duetio-ri----~
--Tn-6-(f~- total investmeiit'-'isbrtfolio-~
1989-90 FISCAL YEAR
Interest rates on Certificates of Deposit and U. S. Treasury Bills have decreased
drastically during the first two (2) months (October-November) of the 1989-90
Fiscal Year. A statistical table comparing interest rates on Certificates of Deposit
and U. S. Treasury Bills from October, 1989, through November, 1989, is
provided for your review and is displayed below:
INTEREST RATE ANALYSIS*
CERTIFICATES OF DEPOSIT
October, 1989 November, 1989
One Month 8.23% 7.71%
Two ~Months 8.25 7.72
,, ..... Three Months 8.23 8.25
t Six Months 8.21 7.50
--8--
UNITED STATES TREASURY BILLS
October, 1989 November, 1989
13 Weeks 7.72% 7.63%
26 Weeks 7.79 7.45
e: Wall Street Journal
sly, after reviewing the above interest rate table, interest rates are
~.declining rapidly. With the continuing reduction in interest rates, investment
/)income on current investments will be reduced drastically in the 1989-90 Fiscal
Numerous bankers and investment managers expect lower interest rates by year
end because of mounting signs of economic weakness. Many major economists
predict the Federal Reserve will continue to drive down short-term interest rates
in the weeks and months ahead in an effort to reverse the sharp slide in the
nation's manufacturing sector. Donald J. Fine, chief market analyst at Chase
Manhattan Bank, stated he expects lower interest rates soon. Mr. Fine stated,
"The direction of interest rates isn't the issue. Rates are headed down." "The
major issue is timing and extent of the Federal Reserve reducing rates because
the industrial sector is still sagging," Mr. Fine continued.*
*Credit Markets, Wall Street Journal .'
All of the above observations predict the continued lowering of interest rates.
Reduced interest rates will result in our interest income on all investments in
the 1989-90 Fiscal Year to be substantially lower than last fiscal year.
There are three major reductions in the availability of funds for investment
purposes in the 1989-90 Fiscal Year. These three major reductions in funds
available for investment purposes are listed below:
1. Utility Fund Cash Reimbursement to General Fund Operations $600,000.00
2. Fox and Jacobs Contingency Fund Cash Transfer to /'
General Fund Debt Service Fund 140,000.00 /
3. Utility Construction Escrow Fund Cash Transfer to Utility
/
Debt Service Fund 785,000.00
s we pointed out in last year's Annual Investment Report, our budgeted cash
transfers drastically reduce our total investment portfolio and funds to invest
during the 1989-90 Fiscal Year.
SUMMARY
As you will recall we encountered extremely low interest rates in the 1987-88
Fiscal Year. Last year, at this same point in time, we preducted somewhat
higher interest rates for the 1988-89 Fiscal Year. Fortunately, interest rates
accelerated during the last quarter of 1988, and continued to rise during the
first and second quarters of 1989. However, the third quarter of 1989 saw a
sharp decline in interest rates. The reduction in interest rates is still
continuing into the .fourth quarter of 1989 and all predictions indicate these low
interest rates will continue into the 1990 calendar year. Ail of the above factors
--9--
and considerations indicate that total net investment income will be extremely
Iow for the 1989-90 Fiscal Year.
Earlier, we itemized and discussed the three cash transfers included in the
1989-90 Annual Budget. Approximately $1,525,000.00 in these three cash trans-
fers will be utilized for current operational costs and annual bond debt service
payments. This large reduction in cash available for investments in the 1989-90
Fiscal Year will significantly reduce our total investment income and the total
investment portfolio.
James R. England ~/
Director of Finance
tad
cc: Mayor and Councilmembers
Jane Barton, Financial Assistant
Ruthann Devlin, Financial Coordinator
Bob Scott, Manager, Deloitte-Touche
George Scott, Partner, Deloitte-Touche
Boyd London, First Southwest Co.